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CPAPLUS.ORG is a group of independent financial professionals dedicated to providing the business and public community with quality accounting, financial and related services through a single source of contact. This alliance combines the economies of scale with the efficiency of service specialization, enabling each member firm to furnish the business and public community with a broad range of financial & accounting services through the network affiliates.

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The broker-dealer, investment adviser, PB agent or UA rep in question may only transact business in a state if first registered, excluded or exempted from state broker-dealer, investment adviser, BD agent or IA rep registration requirement, as may be; and follow-up, individualized responses to persons in a state by such broker-dealer, investment adviser, BD agent or IA rep involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, as may be, will not be made absent compliance with state broker-dealer, investment adviser, BD agent or IA rep registration requirements, or an applicable exemption or exclusion.